GOFEN & GLOSSBERG LLC /IL/

CIK 0000315498 · Q4 2022

13F Equity AUM

$3.9T

+109915098.6% QoQ

Positions

591

+22 QoQ

AUM Rank

#11

Top 0.1%

Skill Alpha (FF)

+0.2%/yr^ns

No Clear Edge

Rank #2,202 · Top 27%

vs S&P -2.6%/yr (unadj.)

Quarters Tracked

~10 years

Portfolio Concentration

Top 5: 18.6%Top 10: 28.7%Top 20: 43.1%

MSFT5.0%

AAPL4.7%

TMO3.7%

PG2.7%

JPM2.6%

JNJ2.5%

SPY2.1%

GOOG2.0%

PEP1.8%

DHR1.7%

Others (581)71.3%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services23.3%

Technology18.8%

Healthcare17.0%

Consumer Defensive9.8%

Industrials8.9%

Consumer Cyclical6.4%

Communication Services5.9%

Energy3.3%

Other6.7%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 591Median: 0.02%Avg: 0.17%

0–0.5%

541(33.2%)

0.5–1%

24(17.2%)

1–3%

23(36.2%)

3–5%

3(13.3%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

Loading summary cards...

Portfolio Overlap

Shared: 447Unique: 144vs 20 funds

5.7%Low

591

Fund positions

7,712

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 10 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

7.9%

BANK OF AMERICA CORP /DE/

8.6%

JPMORGAN CHASE & CO

8.5%

BlackRock Inc.

9.1%

FMR LLC

13.4%

BENJAMIN F. EDWARDS & COMPANY, INC.

19.6%

STATE STREET CORP

9.5%

COLONY GROUP LLC

31.1%

VANGUARD GROUP INC

8.2%

GEODE CAPITAL MANAGEMENT, LLC

7.9%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

Loading overlap analysis...

Position Changes This Quarter

New51Increased217Decreased213Exited27

New Positions

VITSX0.1%

+34K

JEPI0.1%

+47K

PDEC0.0%

+40K

IBDP0.0%

+27K

APTV0.0%

+7K

ADM0.0%

+7K

XLP0.0%

+3K

NVZMY0.0%

+5K

QCSTIX0.0%

+325

BCE0.0%

+5K

Increased

NUVBX0.1%

+148K(+251%)

TELLEUR0.0%

+60K(+600%)

LFLYW0.0%

+55K(+547%)

USB0.1%

+23K(+24%)

RVV0.0%

+21K(+19%)

PLUN0.0%

+20K(+131%)

VTIAX0.0%

+17K(+68%)

CPRT0.1%

+17K(+104%)

ACRNX0.1%

+17K(+4%)

EAR0.0%

+16K(+92%)

Decreased

Money Market Pool SC…0.0%

-137,994(-42%)

QYLD0.0%

-131,251(-69%)

ALLY0.0%

-102,500(-63%)

VFIJX0.1%

-62,993(-21%)

XYLD0.0%

-62,282(-76%)

ICSH0.4%

-36,905(-12%)

BAC0.3%

-36,207(-11%)

TRVC0.3%

-34,878(-12%)

CMCSA1.2%

-28,672(-2%)

FISV0.5%

-28,155(-12%)

Exited

-40,000

-24,312

-3,819,170

-25,807

-9,416

-11,151

-11,516

-5,227

-12,709

-26,553

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

Loading position changes...

Holdings

Loading holdings...