BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · Q2 2024

13F Equity AUM

$5.7T

+3.3% QoQ

Positions

2,011

+12 QoQ

AUM Rank

Top 0.1%

Skill Alpha (FF)

-0.6%/yr^ns

No Clear Edge

Rank #3,174 · Top 39%

vs S&P -5.5%/yr (unadj.)

Quarters Tracked

~11 years

Portfolio Concentration

Top 5: 9.2%Top 10: 15.1%Top 20: 23.9%

AAPL2.6%

MSFT2.0%

XMHQ1.7%

HYBB1.6%

IUSG1.3%

SCHF1.3%

CALF1.2%

IUSV1.2%

HD1.1%

COST1.1%

Others (2001)84.9%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services47.9%

Technology13.7%

Industrials8.5%

Healthcare7.7%

Consumer Cyclical6.0%

Consumer Defensive4.4%

Communication Services2.9%

Utilities2.9%

Other6.1%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 2011Median: 0.00%Avg: 0.05%

0–0.5%

1959(54.9%)

0.5–1%

41(29.0%)

1–3%

11(16.1%)

3–5%

0(0.0%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 1,891Unique: 120vs 20 funds

26.3%Moderate

2,011

Fund positions

7,082

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 10 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

34.6%

BANK OF AMERICA CORP /DE/

37.4%

30.8%

29.3%

37.7%

27.3%

27.1%

GEODE CAPITAL MANAGEMENT, LLC

25.8%

PAYDEN & RYGEL INVESTMENT GROUP

5.6%

PENSIOENFONDS RAIL & OV

1.6%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New129Increased996Decreased579Exited126

New Positions

FEUZ0.0%

+48K

DOG0.0%

+13K

FLCH0.0%

+29K

QID0.0%

+9K

PSQ0.0%

+9K

GEV0.0%

+2K

FEZ0.0%

+9K

VFQY0.0%

+284

SMR0.0%

+950

ULS0.0%

+209

Increased

SPDW1.0%

+1.3M(+463%)

SPMB0.7%

+961K(+103%)

IGSB0.6%

+464K(+198%)

FLJP0.3%

+394K(+186%)

NVDA0.9%

+369K(+869%)

WMT0.7%

+366K(+159%)

IBDR0.4%

+250K(+32%)

DNA4EUR0.0%

+221K(+1607%)

IBDQ0.4%

+210K(+29%)

HYBB1.6%

+199K(+11%)

Decreased

CARR0.1%

-469,891(-88%)

MDYG0.6%

-455,374(-53%)

UNIT0.0%

-287,380(-99%)

BSCO0.0%

-260,448(-75%)

SHY0.6%

-231,040(-35%)

MDYV0.6%

-216,298(-33%)

FLN0.0%

-110,181(-98%)

GLDM1.1%

-84,140(-6%)

APD0.5%

-71,062(-40%)

FAB0.0%

-68,662(-99%)

Exited

-80,455

-91,898

-9,206

-7,230

-5,518

-1,236

-80

-33

-1,472

-637

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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