Split Rock Private Trading & Wealth Management, LLC

CIK 0002095884 · Q1 2026

13F Equity AUM

$129.2M

+3.5% QoQ

Positions

+10 QoQ

AUM Rank

#9,094

Top 73%

Skill Alpha (FF)

—

No alpha data

Quarters Tracked

~0 years

Portfolio Concentration

Top 5: 61.1%Top 10: 81.8%Top 20: 93.0%

KOOL38.4%

JAAA6.6%

FBND5.9%

NDQ5.2%

AAPL5.0%

AMZN4.5%

TFLO4.3%

BUFR4.2%

XLP4.0%

IJR3.6%

Others (36)18.2%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services85.8%

Technology7.6%

Consumer Cyclical4.5%

Other2.2%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 46Median: 0.50%Avg: 2.17%

0–0.5%

23(5.2%)

0.5–1%

7(5.1%)

1–3%

6(8.0%)

3–5%

5(20.6%)

5%+

5(61.1%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 42Unique: 4vs 20 funds

0.6%Low

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

0.8%

BANK OF AMERICA CORP /DE/

0.8%

0.7%

1.1%

0.7%

0.5%

VANGUARD CAPITAL MANAGEMENT LLC

0.4%

GEODE CAPITAL MANAGEMENT, LLC

0.4%

VANGUARD PORTFOLIO MANAGEMENT LLC

0.5%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New13Increased10Decreased19Exited3

New Positions

TFLO4.3%

+111K

TIP1.4%

+16K

FGD1.1%

+46K

SPEM1.1%

+30K

BRK/B0.8%

+2K

GLDI0.7%

+6K

EVTR0.6%

+15K

SFLR0.3%

+12K

SUB0.2%

+2K

AVUV0.2%

+2K

Increased

JMBS2.3%

+35K(+122%)

BUFR4.2%

+5K(+3%)

AMZN4.5%

+3K(+14%)

XLP4.0%

+2K(+3%)

NOBL1.0%

+1K(+12%)

MSFT1.0%

+385(+12%)

BIV0.3%

+332(+7%)

VCIT0.2%

+175(+7%)

AAPL5.0%

+131(+1%)

IWP0.2%

+15(+1%)

Decreased

FBND5.9%

-136,969(-45%)

KOOL38.4%

-50,988(-1%)

JAAA6.6%

-27,469(-14%)

ETH0.3%

-2,067(-10%)

MUB0.6%

-1,933(-20%)

RDVI0.2%

-1,144(-10%)

WMT0.4%

-1,100(-22%)

NVDA1.1%

-1,033(-11%)

IJR3.6%

-958(-2%)

FBTC0.4%

-627(-7%)

Exited

EFAA

-33,448

BGLD

-43,323

XLV

-1,447

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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