Smith Asset Management Co., LLC

CIK 0002068217 · Q1 2026

13F Equity AUM

$116.5M

-3.8% QoQ

Positions

+1 QoQ

AUM Rank

#9,462

Top 76%

Skill Alpha (FF)

—

Building track record (4q)

Quarters Tracked

~1 years

Portfolio Concentration

Top 5: 24.6%Top 10: 40.3%Top 20: 64.1%

BRK/B6.4%

JPC5.9%

ARCC5.3%

DNP3.5%

XAWFX3.4%

CSQ3.4%

SPY3.3%

RFI3.3%

VGT2.9%

AAPL2.8%

Others (61)59.8%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services87.7%

Real Estate4.1%

Technology3.6%

Other4.6%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 71Median: 0.92%Avg: 1.41%

0–0.5%

21(5.1%)

0.5–1%

16(11.1%)

1–3%

26(49.2%)

3–5%

5(16.9%)

5%+

3(17.6%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 69Unique: 2vs 20 funds

0.9%Low

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

1.3%

BANK OF AMERICA CORP /DE/

1.3%

0.6%

0.6%

0.9%

0.6%

GEODE CAPITAL MANAGEMENT, LLC

0.5%

VANGUARD CAPITAL MANAGEMENT LLC

0.5%

VANGUARD PORTFOLIO MANAGEMENT LLC

0.6%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New3Increased33Decreased31Exited2

New Positions

PFO0.3%

+32K

PMO0.1%

+14K

BLACKROCK UTILS INFR…0.0%

+53K

Increased

ARCC5.3%

+29K(+9%)

PCN2.5%

+17K(+7%)

DSU1.6%

+17K(+9%)

GOF1.3%

+16K(+13%)

PDI2.4%

+14K(+9%)

XRNPX0.8%

+10K(+27%)

LDP0.3%

+7K(+61%)

CSQ3.4%

+6K(+3%)

NLY2.3%

+6K(+5%)

RFI3.3%

+6K(+2%)

Decreased

PFD0.7%

-31,853(-30%)

JPC5.9%

-14,620(-2%)

XBGYX2.2%

-13,019(-3%)

XAWFX3.4%

-8,005(-2%)

DNP3.5%

-7,794(-2%)

MCI2.6%

-3,224(-2%)

BTZ2.4%

-3,028(-1%)

GDO1.0%

-3,003(-3%)

NVG0.9%

-2,559(-3%)

UTF2.1%

-1,822(-2%)

Exited

EQH

-82,004

ETG

-8,928

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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