CATHY PARETO & ASSOCIATES, INC

CIK 0002045974 · Q1 2026

13F Equity AUM

$149.0M

+3.4% QoQ

Positions

+4 QoQ

AUM Rank

#8,565

Top 69%

Skill Alpha (FF)

—

Building track record (4q)

Quarters Tracked

~1 years

Portfolio Concentration

Top 5: 26.5%Top 10: 44.7%Top 20: 67.3%

SCHV6.4%

AAPL5.9%

OPPE5.4%

SCHM4.6%

VB4.2%

JPST4.2%

COWZ4.1%

HEDJ3.5%

SCHX3.2%

VOE3.1%

Others (86)55.3%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services81.2%

Technology8.5%

Fund2.5%

Financials2.3%

Communication Services2.3%

Other3.2%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 96Median: 0.40%Avg: 1.04%

0–0.5%

57(15.0%)

0.5–1%

12(8.6%)

1–3%

16(28.6%)

3–5%

8(30.1%)

5%+

3(17.7%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 94Unique: 2vs 20 funds

1.3%Low

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

1.8%

BANK OF AMERICA CORP /DE/

1.9%

1.8%

2.7%

1.6%

VANGUARD CAPITAL MANAGEMENT LLC

0.7%

VANGUARD PORTFOLIO MANAGEMENT LLC

0.9%

GEODE CAPITAL MANAGEMENT, LLC

0.7%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New6Increased55Decreased31Exited2

New Positions

GDX0.3%

+5K

STIP0.2%

+3K

XLE0.2%

+4K

CHV0.2%

+1K

XOM0.2%

+2K

IFRA0.1%

+4K

Increased

SCHV6.4%

+67K(+27%)

SCHM4.6%

+27K(+14%)

SCHF0.4%

+16K(+192%)

SCHX3.2%

+15K(+8%)

OPPE5.4%

+14K(+10%)

CLOI2.1%

+11K(+21%)

SETM0.5%

+10K(+102%)

HEDJ3.5%

+6K(+6%)

JPST4.2%

+5K(+4%)

FNDX2.7%

+4K(+3%)

Decreased

BPRE2.5%

-76,582(-26%)

COWZ4.1%

-5,972(-6%)

COWG0.2%

-5,781(-43%)

SCHD1.3%

-2,627(-4%)

VOE3.1%

-2,189(-8%)

SCHB1.8%

-1,312(-1%)

XMHQ0.1%

-1,270(-37%)

GSY1.3%

-1,235(-3%)

IBIT0.2%

-857(-8%)

DFAS0.8%

-633(-4%)

Exited

VUG

-445

LLY

-202

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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