Smallwood Wealth Investment Management, LLC

CIK 0001921304 · Q1 2026

13F Equity AUM

$189.7M

-0.7% QoQ

Positions

490

+12 QoQ

AUM Rank

#7,620

Top 61%

Skill Alpha (FF)

-1.4%/yr^ns

No Clear Edge

Rank #4,364 · Top 53%

vs S&P -4.4%/yr (unadj.)

Quarters Tracked

~4 years

Portfolio Concentration

Top 5: 44.6%Top 10: 58.4%Top 20: 73.7%

ITOT25.7%

AAPL6.2%

VTI5.1%

VOE4.3%

FRDM3.3%

HELO3.0%

CGDV2.9%

PULS2.9%

ICE2.8%

DWM2.1%

Others (480)41.6%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services74.7%

Technology11.0%

Communication Services2.7%

Healthcare2.1%

Other9.6%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 490Median: 0.01%Avg: 0.20%

0–0.5%

460(18.0%)

0.5–1%

8(6.2%)

1–3%

16(28.2%)

3–5%

3(10.7%)

5%+

3(37.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

Loading summary cards...

Portfolio Overlap

Shared: 483Unique: 7vs 20 funds

6.6%Low

490

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

9.1%

BANK OF AMERICA CORP /DE/

9.8%

9.2%

13.6%

9.8%

9.1%

VANGUARD CAPITAL MANAGEMENT LLC

8.9%

GEODE CAPITAL MANAGEMENT, LLC

8.5%

VANGUARD PORTFOLIO MANAGEMENT LLC

9.7%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

Loading overlap analysis...

Position Changes This Quarter

New26Increased52Decreased60Exited20

New Positions

FBND0.1%

+3K

DFSD0.1%

+2K

VONG0.0%

+689

CLOI0.0%

+875

VSNT0.0%

+328

JMST0.0%

+227

AZN0.0%

+71

VTEB0.0%

+519

IJR0.0%

+123

LAC0.0%

+3K

Increased

PULS2.9%

+18K(+19%)

HELO3.0%

+6K(+8%)

CGDV2.9%

+6K(+5%)

XSSPX0.0%

+4K(+749%)

JEPQ1.1%

+4K(+11%)

JCPB1.1%

+3K(+8%)

MMIT2.1%

+2K(+1%)

DFAI0.1%

+1K(+131%)

IJH0.0%

+387(+52%)

RZV1.0%

+355(+2%)

Decreased

ITOT25.7%

-3,237(-1%)

GUNR1.5%

-2,908(-5%)

IEFA0.0%

-1,517(-76%)

CMCSA0.1%

-1,430(-17%)

LQD0.2%

-1,297(-29%)

RWR0.9%

-1,160(-6%)

IEMG0.0%

-838(-81%)

FRDM3.3%

-785(-1%)

CL0.1%

-468(-13%)

XHR0.0%

-461(-30%)

Exited

-4,100

-693

-143

-120

-2

-2

-107

-1,114

-1

-1

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

Loading position changes...

Holdings

Loading holdings...