Kaizen Financial Strategies

CIK 0001842013 · Q1 2026

13F Equity AUM

$236.5M

+4.3% QoQ

Positions

171

+8 QoQ

AUM Rank

#6,774

Top 54%

Skill Alpha (FF)

+1.5%/yr^ns

No Clear Edge

Rank #1,344 · Top 16%

vs S&P -3.8%/yr (unadj.)

Quarters Tracked

~5 years

Portfolio Concentration

Top 5: 31.4%Top 10: 47.6%Top 20: 61.2%

SPY7.8%

SCHG7.5%

AAPL6.4%

CGDV5.3%

NVDA4.4%

VCRB4.2%

SCHI3.5%

GOOG3.3%

JIRE3.0%

SMH2.2%

Others (161)52.4%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services64.5%

Technology16.0%

Communication Services6.0%

Consumer Cyclical3.5%

Industrials2.6%

Other7.3%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 171Median: 0.21%Avg: 0.58%

0–0.5%

136(27.7%)

0.5–1%

15(11.1%)

1–3%

12(18.8%)

3–5%

4(15.4%)

5%+

4(27.1%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 166Unique: 5vs 20 funds

2.3%Low

171

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

BANK OF AMERICA CORP /DE/

3.4%

4.4%

2.7%

VANGUARD CAPITAL MANAGEMENT LLC

2.3%

GEODE CAPITAL MANAGEMENT, LLC

2.2%

VANGUARD PORTFOLIO MANAGEMENT LLC

2.6%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New23Increased74Decreased61Exited15

New Positions

SCUS0.8%

+79K

JIVE0.7%

+17K

UMMA0.2%

+12K

UNH0.1%

+861

DRS0.1%

+6K

SCJ0.1%

+3K

INCY0.1%

+3K

AA0.1%

+4K

DOW0.1%

+6K

SCHD0.1%

+9K

Increased

SMH2.2%

+32K(+137%)

XLF0.4%

+27K(+174%)

VPLS1.2%

+22K(+170%)

SCHI3.5%

+20K(+6%)

VYM1.5%

+20K(+599%)

IWM0.3%

+14K(+89%)

FNDB1.1%

+12K(+15%)

SCHG7.5%

+11K(+2%)

BTC0.3%

+10K(+89%)

JIRE3.0%

+9K(+11%)

Decreased

CGDV5.3%

-27,086(-9%)

ACHR0.2%

-11,677(-14%)

SCHR0.9%

-6,753(-7%)

FNDE0.7%

-6,605(-13%)

EWS0.1%

-4,177(-38%)

VIG1.3%

-3,249(-19%)

XLRE0.3%

-2,983(-14%)

BX1.3%

-2,431(-9%)

VGSH0.4%

-2,175(-12%)

OKE0.1%

-2,129(-43%)

Exited

-120,863

-10,289

-7,800

-6,372

-3,780

-2,479

-1,190

-1,475

-8,541

-411

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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