Richard P Slaughter Associates Inc

CIK 0001811783 · Q1 2026

13F Equity AUM

$462.7M

-3.0% QoQ

Positions

-11 QoQ

AUM Rank

#4,516

Top 36%

Skill Alpha (FF)

-5.5%/yr

Underperformer

Rank #7,534 · Top 92%

vs S&P -10.3%/yr (unadj.)

Quarters Tracked

~6 years

Portfolio Concentration

Top 5: 47.6%Top 10: 66.8%Top 20: 81.1%

JIRE12.7%

FMDE10.1%

IWX9.8%

IWY7.7%

CSHI7.4%

UYLD7.4%

GSSC4.0%

AIQ2.8%

AAPL2.7%

IEMG2.3%

Others (87)33.2%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services87.7%

Technology7.0%

Other5.3%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 97Median: 0.22%Avg: 1.03%

0–0.5%

67(11.4%)

0.5–1%

10(7.6%)

1–3%

13(22.0%)

3–5%

1(4.0%)

5%+

6(55.1%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 92Unique: 5vs 20 funds

1.3%Low

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

BANK OF AMERICA CORP /DE/

1.9%

1.8%

1.6%

2.7%

1.5%

1.2%

VANGUARD CAPITAL MANAGEMENT LLC

1.1%

VANGUARD PORTFOLIO MANAGEMENT LLC

1.2%

GEODE CAPITAL MANAGEMENT, LLC

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New4Increased25Decreased57Exited15

New Positions

FNDF1.0%

+99K

TMSL0.5%

+63K

XLV0.1%

+2K

SGVT0.1%

+2K

Increased

FMDE10.1%

+173K(+15%)

IWX9.8%

+77K(+19%)

IEMG2.3%

+34K(+29%)

AIQ2.8%

+32K(+13%)

XCEM1.9%

+22K(+12%)

JIRE12.7%

+18K(+2%)

JPST0.7%

+11K(+21%)

MINT0.4%

+6K(+50%)

UYLD7.4%

+5K(+1%)

CSHI7.4%

+4K(+1%)

Decreased

GSSC4.0%

-22,296(-8%)

IWY7.7%

-12,872(-8%)

BINC0.1%

-11,611(-53%)

PYLD0.1%

-10,780(-28%)

IQLT1.8%

-8,227(-4%)

MEAR1.0%

-7,971(-8%)

JMST1.0%

-7,677(-8%)

AMZN0.7%

-6,872(-30%)

MSFT0.9%

-6,719(-33%)

NFLX0.1%

-4,909(-48%)

Exited

-441,890

-2,550

-21,036

-16,739

-22,888

-5,020

-2,021

-615

-714

-1,130

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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