Legion Partners Asset Management, LLC

CIK 0001560207 · Q1 2026

13F Equity AUM

$137.7M

-19.8% QoQ

Positions

-1 QoQ

AUM Rank

#8,864

Top 71%

Skill Alpha (FF)

+6.3%/yr^ns

No Clear Edge

Rank #503 · Top 6%

vs S&P -5.9%/yr (unadj.)

Quarters Tracked

~9 years

Portfolio Concentration

Top 5: 99.4%Top 10: 100.0%Top 20: 100.0%

CCO45.1%

AWN30.7%

LDE12.1%

FIVN6.5%

NNBR5.0%

PAYO0.6%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Communication Services45.1%

Consumer Cyclical30.7%

Healthcare12.1%

Technology7.1%

Industrials5.0%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 6Median: 9.28%Avg: 16.67%

0–0.5%

0(0.0%)

0.5–1%

1(0.6%)

1–3%

0(0.0%)

3–5%

0(0.0%)

5%+

5(99.4%)

Count of positions per weight bucket — (%) = combined portfolio weight

Loading summary cards...

Portfolio Overlap

Shared: 6Unique: 0vs 20 funds

0.1%Low

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

VANGUARD CAPITAL MANAGEMENT LLC

0.2%

MORGAN STANLEY

0.1%

GEODE CAPITAL MANAGEMENT, LLC

0.2%

BlackRock, Inc.

0.1%

STATE STREET CORP

0.1%

VANGUARD PORTFOLIO MANAGEMENT LLC

0.1%

JPMORGAN CHASE & CO

0.1%

BANK OF AMERICA CORP /DE/

0.1%

FMR LLC

0.1%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

Loading overlap analysis...

Position Changes This Quarter

New0Increased1Decreased0Exited1

Increased

CCO45.1%

+119K(+0%)

Exited

DBRG

-1,767,379

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

Loading position changes...

Holdings

Loading holdings...