B. Riley Wealth Advisors, Inc.

CIK 0001464811 · Q1 2026

13F Equity AUM

$1.6B

-27.1% QoQ

Positions

802

-132 QoQ

AUM Rank

#2,080

Top 17%

Skill Alpha (FF)

-1.6%/yr

Underperformer

Rank #4,614 · Top 56%

vs S&P -5.4%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 16.1%Top 10: 23.8%Top 20: 33.4%

NVDA6.4%

AAPL3.6%

IVV2.2%

META2.1%

AMZN1.9%

MSFT1.9%

VUG1.5%

PLTR1.5%

LLY1.4%

SPY1.4%

Others (792)76.2%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services50.2%

Technology21.5%

Communication Services5.0%

Healthcare5.0%

Consumer Cyclical4.7%

Industrials4.0%

Energy2.3%

Consumer Defensive2.2%

Other5.0%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 802Median: 0.04%Avg: 0.12%

0–0.5%

765(56.4%)

0.5–1%

22(14.2%)

1–3%

13(19.4%)

3–5%

1(3.6%)

5%+

1(6.4%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 778Unique: 24vs 20 funds

10.6%Low

802

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

14.4%

BANK OF AMERICA CORP /DE/

15.2%

13.4%

18.4%

13.4%

11.6%

VANGUARD CAPITAL MANAGEMENT LLC

10.8%

GEODE CAPITAL MANAGEMENT, LLC

10.6%

VANGUARD PORTFOLIO MANAGEMENT LLC

11.8%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New85Increased231Decreased452Exited215

New Positions

URTH0.4%

+36K

FELG0.4%

+169K

BNO0.1%

+43K

TPYP0.1%

+44K

VRIG0.1%

+78K

NORW0.1%

+44K

GLAD0.1%

+88K

XOP0.1%

+7K

AMLP0.1%

+26K

LITE0.1%

+91K

Increased

NVDA6.4%

+10.7M(+1410%)

BBAI0.0%

+1.2M(+3037%)

PLTR1.5%

+860K(+486%)

NXXT0.0%

+601K(+200%)

SYF0.1%

+460K(+5393%)

AAPL3.6%

+348K(+97%)

PEP0.1%

+319K(+2389%)

LLY1.4%

+314K(+1100%)

AG0.1%

+306K(+337%)

SLVR0.1%

+274K(+1572%)

Decreased

BIL0.6%

-312,865(-76%)

NLY0.0%

-115,758(-89%)

BUFR0.0%

-104,975(-84%)

JPST0.4%

-69,225(-37%)

IAU*0.1%

-68,786(-74%)

FNX0.0%

-63,926(-93%)

LRCX0.2%

-56,256(-76%)

SCHX0.1%

-52,369(-57%)

AGG0.3%

-42,700(-48%)

CGBL0.7%

-38,985(-10%)

Exited

-178,744

-273,900

-175,485

-111,542

-91,429

-43,428

-47,848

-54,832

-83,804

-9,723

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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