NEW YORK LIFE INVESTMENT MANAGEMENT LLC

CIK 0001133639 · Q1 2026

13F Equity AUM

$11.8B

+1.9% QoQ

Positions

781

+15 QoQ

AUM Rank

#590

Top 5%

Skill Alpha (FF)

-3.1%/yr

Underperformer

Rank #6,381 · Top 78%

vs S&P -8.3%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 18.5%Top 10: 28.7%Top 20: 41.7%

NVDA5.2%

AAPL4.9%

MSFT3.5%

AMZN2.6%

IQSM2.3%

CPLB2.3%

GOOGL2.3%

IQSU2.1%

AVGO1.8%

LRND1.7%

Others (771)71.3%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services36.8%

Technology23.8%

Communication Services7.6%

Consumer Cyclical7.0%

Healthcare6.8%

Industrials5.8%

Consumer Defensive3.4%

Energy2.7%

Other5.9%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 781Median: 0.03%Avg: 0.13%

0–0.5%

747(48.3%)

0.5–1%

15(10.9%)

1–3%

16(27.2%)

3–5%

2(8.4%)

5%+

1(5.2%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 769Unique: 12vs 20 funds

10.5%Low

781

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

14.6%

BANK OF AMERICA CORP /DE/

16.2%

15.5%

18.5%

24.5%

20.8%

VANGUARD CAPITAL MANAGEMENT LLC

20.5%

GEODE CAPITAL MANAGEMENT, LLC

20.1%

VANGUARD PORTFOLIO MANAGEMENT LLC

24.3%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New56Increased645Decreased73Exited41

New Positions

CIEN0.1%

+20K

SEE0.1%

+134K

COHR0.1%

+26K

AM60.0%

+306K

OS0.0%

+216K

NATL0.0%

+74K

STEL0.0%

+95K

DBRG0.0%

+233K

CCO0.0%

+1.5M

ACLX0.0%

+26K

Increased

LRND1.7%

+3.8M(+238%)

IQSM2.3%

+2.0M(+35%)

IQSU2.1%

+1.2M(+33%)

IQHI0.9%

+749K(+21%)

VMBS0.1%

+373K(+4090%)

WBD0.2%

+310K(+86%)

IQSI1.5%

+281K(+6%)

WTRG0.1%

+177K(+770%)

NVDA5.2%

+163K(+5%)

AAPL4.9%

+159K(+8%)

Decreased

VGSH1.1%

-503,061(-18%)

IWLG0.8%

-392,677(-16%)

PFFD0.2%

-367,890(-22%)

JEPI0.2%

-270,401(-37%)

EMXC0.4%

-132,520(-19%)

VEA0.6%

-126,704(-10%)

HFXI0.9%

-116,812(-4%)

PDBC0.1%

-107,114(-11%)

CWB0.3%

-98,399(-21%)

MNA0.2%

-90,093(-11%)

Exited

DAY

-163,851

HOUS

-709,781

-131,587

-806,373

-65,142

-373,253

-71,647

-62,920

-111,156

-64,290

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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