FIRST TRUST ADVISORS LP

CIK 0001125816 · Q1 2026

13F Equity AUM

$140.0B

+1.7% QoQ

Positions

2,592

-27 QoQ

AUM Rank

#114

Top 0.9%

Skill Alpha (FF)

-0.5%/yr^ns

No Clear Edge

Rank #2,998 · Top 37%

vs S&P -3.2%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 5.8%Top 10: 9.7%Top 20: 15.8%

NVDA1.3%

CSCO1.2%

AVGO1.1%

MSFT1.1%

GOOGL1.0%

AAPL0.9%

META0.8%

XOM0.8%

PANW0.7%

CRWD0.7%

Others (2582)90.3%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Technology26.2%

Industrials19.0%

Financial Services17.9%

Healthcare7.3%

Consumer Cyclical6.5%

Energy5.7%

Communication Services4.8%

Consumer Defensive4.7%

Other8.0%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 2592Median: 0.00%Avg: 0.04%

0–0.5%

2567(81.5%)

0.5–1%

20(12.7%)

1–3%

5(5.8%)

3–5%

0(0.0%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 2,572Unique: 20vs 20 funds

35.1%Moderate

2,592

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

48.1%

BANK OF AMERICA CORP /DE/

50.3%

BlackRock, Inc.

55.6%

JPMORGAN CHASE & CO

44.8%

STATE STREET CORP

57.2%

GEODE CAPITAL MANAGEMENT, LLC

55.7%

VANGUARD CAPITAL MANAGEMENT LLC

55.9%

VANGUARD PORTFOLIO MANAGEMENT LLC

60.7%

FMR LLC

56.2%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New119Increased1467Decreased1000Exited141

New Positions

FTXR0.5%

+17.6M

FXN0.5%

+29.9M

AMCOR PLC0.1%

+2.7M

PNFP0.0%

+664K

NEO0.0%

+6.2M

AZN0.0%

+248K

FDLO0.0%

+123K

LGLV0.0%

+45K

FRPT0.0%

+147K

VG0.0%

+584K

Increased

F0.1%

+6.9M(+65%)

DT0.2%

+6.0M(+707%)

RF0.3%

+5.8M(+76%)

BAC0.3%

+4.5M(+82%)

DNOW0.0%

+3.9M(+2335%)

FTNT0.7%

+3.6M(+46%)

FSLY0.1%

+3.5M(+101%)

FBT0.5%

+3.5M(+49661%)

FROG0.1%

+3.4M(+85066%)

ASB0.1%

+3.3M(+128%)

Decreased

INFY0.2%

-40,870,543(-70%)

BB0.0%

-8,490,714(-34%)

GEN0.2%

-5,132,603(-26%)

OTX0.1%

-4,124,120(-36%)

S0.1%

-4,066,961(-31%)

MISL0.5%

-3,900,235(-21%)

CSCO1.2%

-3,746,838(-14%)

UWMC0.0%

-3,594,182(-82%)

FNB0.1%

-3,483,165(-24%)

MDU0.0%

-2,954,928(-67%)

Exited

-12,683,088

-16,901,242

-3,716,584

-10,813,925

-2,171,915

-802,119

-871,656

-640,304

-483,971

-2,326,056

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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