SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

CIK 0001079935 · Q1 2026

13F Equity AUM

$4.9B

-0.5% QoQ

Positions

646

+41 QoQ

AUM Rank

#1,022

Top 8%

Skill Alpha (FF)

-2.0%/yr

Underperformer

Rank #5,261 · Top 64%

vs S&P -5.5%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 30.4%Top 10: 45.3%Top 20: 62.1%

VUG8.8%

GSLC7.9%

FNDX4.8%

TOTL4.5%

IGM4.5%

GLDM4.4%

EFV3.3%

AVES3.1%

AMZN2.1%

CGGR2.0%

Others (636)54.7%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services74.7%

Technology7.3%

Communication Services3.8%

Healthcare3.3%

Consumer Cyclical2.6%

Industrials2.5%

Other5.8%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 646Median: 0.02%Avg: 0.15%

0–0.5%

611(24.7%)

0.5–1%

11(8.8%)

1–3%

16(25.4%)

3–5%

6(24.6%)

5%+

2(16.6%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 598Unique: 48vs 20 funds

8.1%Low

646

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

10.7%

BANK OF AMERICA CORP /DE/

11.8%

10.9%

14.1%

8.7%

6.6%

VANGUARD CAPITAL MANAGEMENT LLC

5.7%

GEODE CAPITAL MANAGEMENT, LLC

5.5%

VANGUARD PORTFOLIO MANAGEMENT LLC

6.3%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New63Increased318Decreased231Exited22

New Positions

GLDM4.4%

+2.4M

AVES3.1%

+2.6M

GMOI1.9%

+2.6M

ODFL1.0%

+264K

XCCC0.8%

+1.1M

CDX0.8%

+1.8M

ACM0.2%

+104K

6RJ00.1%

+107K

IWM0.0%

+5K

AVEM0.0%

+10K

Increased

EFV3.3%

+864K(+66%)

TRVC1.0%

+416K(+12329%)

FNDX4.8%

+397K(+5%)

HOOD0.6%

+391K(+16690%)

TOTL4.5%

+203K(+4%)

WMT1.2%

+141K(+41%)

VST0.9%

+115K(+62%)

XLF1.8%

+101K(+6%)

CWI0.5%

+91K(+16%)

KO0.2%

+48K(+50%)

Decreased

GSLC7.9%

-2,220,533(-42%)

UBER0.1%

-735,772(-96%)

MU0.2%

-362,580(-94%)

CRM0.0%

-244,993(-99%)

ANET0.8%

-212,856(-39%)

SPDW0.5%

-151,343(-22%)

CGGR2.0%

-142,280(-5%)

IBIT0.0%

-130,726(-81%)

COIN0.0%

-126,770(-94%)

KKR0.0%

-92,402(-95%)

Exited

-81,676

-73,257

-9,764

-6,332

-19,695

-1,148

-55

-54,990

-13,886

-2,480

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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