JAMES INVESTMENT RESEARCH, INC.

CIK 0000810384 · Q1 2026

13F Equity AUM

$891.2M

-2.7% QoQ

Positions

359

-2 QoQ

AUM Rank

#3,017

Top 24%

Skill Alpha (FF)

-2.2%/yr^ns

No Clear Edge

Rank #5,414 · Top 66%

vs S&P -6.4%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 16.1%Top 10: 26.4%Top 20: 38.6%

NVDA3.6%

GOOGL3.5%

AAPL3.3%

MSFT2.9%

IAU*2.8%

JPM2.3%

WMT2.1%

ENVA2.0%

CAT1.9%

NVMI1.8%

Others (349)73.6%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services38.2%

Technology18.0%

Consumer Cyclical7.9%

Healthcare6.7%

Industrials6.6%

Communication Services5.9%

Consumer Defensive4.5%

Energy4.2%

Other8.2%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 359Median: 0.10%Avg: 0.28%

0–0.5%

307(37.0%)

0.5–1%

28(20.1%)

1–3%

21(32.5%)

3–5%

3(10.4%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

Loading summary cards...

Portfolio Overlap

Shared: 337Unique: 22vs 20 funds

4.6%Low

359

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

6.2%

BANK OF AMERICA CORP /DE/

6.7%

6.2%

7.2%

8.2%

6.6%

VANGUARD CAPITAL MANAGEMENT LLC

6.4%

GEODE CAPITAL MANAGEMENT, LLC

6.1%

VANGUARD PORTFOLIO MANAGEMENT LLC

7.1%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

Loading overlap analysis...

Position Changes This Quarter

New20Increased129Decreased137Exited22

New Positions

AZN0.5%

+24K

PIPER SANDLER COMPAN…0.3%

+38K

WDC0.2%

+6K

USFR0.1%

+25K

ULTA0.1%

+2K

CE0.1%

+13K

PATH0.1%

+78K

BRC0.1%

+9K

ESE0.1%

+3K

ANF0.1%

+8K

Increased

SCHB0.7%

+31K(+15%)

SHM0.4%

+21K(+43%)

EEM0.2%

+18K(+154%)

BWEN0.0%

+15K(+124%)

FNDB0.3%

+13K(+14%)

SCHG0.3%

+13K(+17%)

STIP0.5%

+13K(+47%)

TRT0.0%

+12K(+100%)

JMBS0.1%

+11K(+67%)

RAVE0.0%

+9K(+56%)

Decreased

FUMB0.1%

-84,364(-65%)

EOSE0.0%

-63,376(-69%)

IAU*2.8%

-54,352(-16%)

MTG0.2%

-37,106(-39%)

ENVA2.0%

-26,513(-17%)

IBMO0.1%

-19,600(-35%)

TSCO0.0%

-18,541(-77%)

TBBK0.4%

-12,476(-16%)

WMT2.1%

-12,164(-7%)

NVDA3.6%

-10,457(-5%)

Exited

-47,192

-9,375

-82,924

-12,848

-38,223

-5,054

-11,973

-4,879

-15,065

-3,473

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

Loading position changes...

Holdings

Loading holdings...