PINNACLE ASSOCIATES LTD

CIK 0000743127 · Q1 2026

13F Equity AUM

$7.8B

-0.2% QoQ

Positions

955

+24 QoQ

AUM Rank

#761

Top 6%

Skill Alpha (FF)

-1.5%/yr^ns

No Clear Edge

Rank #4,493 · Top 55%

vs S&P -4.0%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 15.2%Top 10: 22.8%Top 20: 34.5%

JNJ5.2%

AAPL4.0%

NVDA2.1%

MSFT2.0%

AVGO1.8%

SPY1.6%

JPM1.6%

VB1.5%

VTI1.5%

NDQ1.5%

Others (945)77.2%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services32.9%

Technology22.7%

Healthcare11.6%

Industrials8.9%

Communication Services7.1%

Consumer Cyclical5.5%

Energy4.3%

Consumer Defensive2.7%

Other4.4%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 955Median: 0.02%Avg: 0.10%

0–0.5%

909(48.7%)

0.5–1%

26(16.8%)

1–3%

18(25.3%)

3–5%

1(4.0%)

5%+

1(5.2%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 943Unique: 12vs 20 funds

12.9%Low

955

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

17.7%

BANK OF AMERICA CORP /DE/

19.1%

18.1%

27.1%

20%

18.8%

VANGUARD CAPITAL MANAGEMENT LLC

18.3%

GEODE CAPITAL MANAGEMENT, LLC

18%

VANGUARD PORTFOLIO MANAGEMENT LLC

20%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New68Increased354Decreased467Exited44

New Positions

COPY0.2%

+1.2M

AR0.1%

+124K

AZN0.1%

+19K

HIW0.0%

+101K

SPDW0.0%

+48K

INFLEQTION INC0.0%

+190K

SMMD0.0%

+21K

VSNT0.0%

+14K

GILT0.0%

+54K

VXX0.0%

+16K

Increased

AIOT0.1%

+948K(+43%)

EOLS0.1%

+377K(+48%)

TLS0.1%

+353K(+18%)

TENB0.1%

+257K(+161%)

IBEX0.1%

+134K(+454%)

GMOI0.3%

+123K(+19%)

HELO0.2%

+122K(+105%)

SBGI0.1%

+111K(+18%)

QRVO0.3%

+83K(+30%)

AMBA0.3%

+71K(+20%)

Decreased

KVUE0.0%

-596,504(-95%)

PLUN0.1%

-192,658(-8%)

LASR0.6%

-127,172(-15%)

U6Z0.2%

-120,387(-9%)

VICR0.3%

-94,109(-38%)

LRCX0.8%

-91,338(-24%)

SEI0.1%

-90,534(-42%)

NVDA2.1%

-79,706(-8%)

MU1.1%

-76,596(-23%)

TFC0.1%

-72,183(-24%)

Exited

-371,023

-153,222

-33,559

-179,901

-10,608

CYBR

-3,160

-10,377

IQV

-2,101

1RG

-15,412

-3,784

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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