ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · Q1 2026

13F Equity AUM

$363.6M

-4.6% QoQ

Positions

267

+3 QoQ

AUM Rank

#5,253

Top 42%

Skill Alpha (FF)

-1.3%/yr^ns

No Clear Edge

Rank #4,181 · Top 51%

vs S&P -3.6%/yr (unadj.)

Quarters Tracked

~7 years

Portfolio Concentration

Top 5: 19.4%Top 10: 30.2%Top 20: 42.2%

NVDA5.7%

AAPL4.3%

MSFT3.3%

AMZN3.2%

GOOG2.9%

SPY2.5%

WMT2.3%

MA2.0%

VIG2.0%

LLY1.9%

Others (257)69.8%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services41.2%

Technology20.0%

Industrials9.8%

Healthcare6.0%

Consumer Cyclical5.9%

Communication Services5.5%

Consumer Defensive5.4%

Other6.2%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 267Median: 0.18%Avg: 0.37%

0–0.5%

221(40.0%)

0.5–1%

28(19.7%)

1–3%

14(23.7%)

3–5%

3(10.8%)

5%+

1(5.7%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 262Unique: 5vs 20 funds

3.6%Low

267

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

BANK OF AMERICA CORP /DE/

5.4%

4.9%

7.4%

4.9%

GEODE CAPITAL MANAGEMENT, LLC

4.2%

VANGUARD CAPITAL MANAGEMENT LLC

4.3%

VANGUARD PORTFOLIO MANAGEMENT LLC

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New25Increased127Decreased93Exited22

New Positions

EX90.2%

+15K

CNEQ0.1%

+16K

EXPE0.1%

+2K

XLI0.1%

+3K

SJNK0.1%

+18K

AEIS0.1%

+1K

GLW0.1%

+2K

NEM0.1%

+3K

DELL0.1%

+2K

SNDK0.1%

+443

Increased

SCHD1.4%

+30K(+21%)

XLE0.3%

+13K(+293%)

ETHW0.1%

+12K(+89%)

FSK0.1%

+7K(+45%)

JPST0.3%

+7K(+48%)

POWL0.6%

+6K(+202%)

FENI0.5%

+6K(+14%)

IGR0.3%

+5K(+2%)

XMVM0.5%

+4K(+21%)

QCOM0.2%

+3K(+159%)

Decreased

EEM0.2%

-41,742(-78%)

IVW0.2%

-20,216(-75%)

IJS0.3%

-11,261(-52%)

NFLX0.3%

-11,140(-51%)

AEE0.2%

-8,470(-57%)

ABT0.1%

-6,728(-63%)

XLB0.1%

-5,877(-36%)

IWM0.3%

-5,587(-56%)

GDX0.1%

-5,540(-67%)

XLV0.4%

-4,641(-34%)

Exited

-5,781

-18,709

-6,512

-8,946

-6,241

-2,206

-821

-2,063

-7,249

-3,289

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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