SMITH, MOORE & CO.

CIK 0000200724 · Q1 2026

13F Equity AUM

$1.4B

+3.9% QoQ

Positions

557

+31 QoQ

AUM Rank

#2,290

Top 18%

Skill Alpha (FF)

-1.7%/yr

Underperformer

Rank #4,752 · Top 58%

vs S&P -6.3%/yr (unadj.)

Quarters Tracked

~12 years

Portfolio Concentration

Top 5: 18.7%Top 10: 29.1%Top 20: 41.2%

IVV5.2%

VTI4.4%

XONE3.2%

IVE3.0%

MDY2.8%

AAPL2.6%

IWF2.3%

SPY2.2%

IJR2.0%

VIG1.4%

Others (547)70.9%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services77.0%

Technology5.8%

Industrials2.8%

Energy2.6%

Healthcare2.4%

Consumer Defensive2.1%

Other7.3%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 557Median: 0.05%Avg: 0.18%

0–0.5%

515(43.3%)

0.5–1%

22(15.5%)

1–3%

16(25.3%)

3–5%

3(10.7%)

5%+

1(5.2%)

Count of positions per weight bucket — (%) = combined portfolio weight

Loading summary cards...

Portfolio Overlap

Shared: 522Unique: 35vs 20 funds

7.1%Low

557

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

9.5%

BANK OF AMERICA CORP /DE/

10.4%

12.3%

8.3%

6.8%

VANGUARD CAPITAL MANAGEMENT LLC

6.4%

GEODE CAPITAL MANAGEMENT, LLC

6.2%

VANGUARD PORTFOLIO MANAGEMENT LLC

7.1%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

Loading overlap analysis...

Position Changes This Quarter

New55Increased240Decreased205Exited24

New Positions

PBMR0.2%

+97K

JBBB0.1%

+29K

KMI 4.75 03/31/280.1%

+20K

FDEM0.1%

+32K

BLK0.1%

+862

SIVR0.1%

+10K

HACK0.1%

+9K

CI0.0%

+2K

DOW0.0%

+14K

JIVE0.0%

+7K

Increased

GOSS0.0%

+190K(+68%)

XONE3.2%

+97K(+12%)

SCMB0.4%

+77K(+49%)

SLV0.9%

+73K(+72%)

JAAA0.9%

+58K(+32%)

VBIL0.3%

+53K(+1206%)

MIN0.0%

+37K(+69%)

GBTC0.2%

+37K(+329%)

ALAI0.1%

+31K(+254%)

GDX0.9%

+31K(+28%)

Decreased

PML0.0%

-95,513(-56%)

VKQ0.1%

-79,401(-53%)

VKI0.0%

-52,707(-44%)

NVG0.1%

-44,869(-36%)

NAD0.1%

-43,746(-37%)

PMO0.1%

-39,586(-34%)

NMZ0.0%

-35,746(-46%)

SCHG0.5%

-19,363(-8%)

IBDR0.2%

-12,561(-10%)

IBDS0.2%

-12,323(-11%)

Exited

-16,065

-12,189

-7,385

-6,271

-2,156

-45,000

-14,582

-3,665

-3,853

-615

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

Loading position changes...

Holdings

Loading holdings...